Subscribe: Apple Podcasts · Spotify · YouTube · Amazon Music · iHeartRadio · Pandora · RSS

Episode Summary

Your best key person just asked for equity again. You don’t want to dilute. You don’t want the minority-shareholder mess. You don’t want to hand him a tax bill in lieu of a paycheck. But you also can’t keep saying no, because the plan to get to a $10 million equity-valued company in five years dies the day he walks. That’s the corner most owner-operators get stuck in, and it’s the exact conversation I sat down to have with Craig Rutledge from VisionLink. Craig and his partners have spent 25 years designing executive comp plans, and they don’t sell insurance products dressed up as compensation. They start with the plan. We got into the eight pieces of a total rewards offering, the difference between short-term and long-term value sharing, how phantom equity actually works (formula valuation, full-value vs. appreciation-only shares, vesting, 409A payment events), why most owners share somewhere between 5 and 15% of value, and how the same plan that writes your executive a big check is the cheapest comp plan you’ll ever run, because they’re creating the value you’re paying them out of. We even talked about a client who used this exact design to decouple from the seat and move to Hawaii.

Watch on YouTube

## Top 10 Takeaways
  1. If you can hit your target equity value without these people, don’t build this plan. If you can’t, build it.
  2. Real equity creates minority shareholders, tax problems, and operating agreement drama. Phantom equity gets the same alignment without the mess.
  3. Your comp plan is the celebration of results, not the carrot. Paint the compelling future first, then design the plan.
  4. Set your valuation formula conservatively below market. Shareholders capture the spread when the transaction actually happens.
  5. Your eligibility list isn’t who’s in the building today. It’s who will be in the building at your target valuation.
  6. Run a short-term plan AND a long-term plan together. One alone produces bad profits or reckless growth.
  7. Vested means it’s theirs. It doesn’t mean you pay it today. Installments at separation are fine.
  8. Schedule redemptions inside the long-term plan so participants can monetize without quitting to get paid.
  9. Your executive needs four answers at home: where are we going, how, what’s my role, what’s in it for me.
  10. Top talent will ask about your long-term value sharing plan in the interview. No plan, no conversation.

Sound Bites

“Compensation plans are just the celebration of the results. Get us there and hey, this is how we’re gonna be.” (@TBD) — Craig Rutledge

“If you’re the person that’s going to drive it the whole way there and it doesn’t really matter, don’t do a plan like this.” (@TBD) — Craig Rutledge

“Vested means it’s theirs. It doesn’t mean I pay it out to you when it’s vested. It just means it’s yours under if you leave the company.” (@TBD) — Craig Rutledge

“The biggest thing I hear from them is, hey, I’m worried about this owner, me driving this value up and him just selling the business and I’m kind of hung out to dry here.” (@TBD) — Craig Rutledge

“Stop saying the word I’m giving up equity. If you’re giving up equity, it should only be through estate planning. You don’t give anything up.” (@TBD) — Ryan Tansom

About This Episode

Craig Rutledge is one of the partners at VisionLink Advisory Group, a compensation consulting firm founded almost 25 years ago. He and his partners started in financial services in the late 80s designing deferred compensation plans, and over time moved into pure plan design (short-term and long-term value sharing) for small and mid-sized growth-oriented businesses. This is Craig’s second appearance on the show. He sits inside the “How to Find, Hire, and Pay Rockstar Key Executives” mini-series, bookended by Dr. Sabrina Starling (the mindset and affordability of A-players) and Mike Frommelt at Keystone Search (the executive recruiting process). Together, the three episodes are the playbook for actually hiring the leader who lets you decouple ownership from operations.

Resources Mentioned

  • VisionLink Advisory Group — Craig’s firm. Search “Phantom Stock” and they come up.
  • The Ultimate Question / “bad profits vs. good profits” framework by Fred Reichheld — Referenced for why short-term-only incentive plans produce bad profits.
  • VisionLink white papers on long-term value sharing — Referenced as a companion read to the episode.

Connections

Phase + Module:

Milestones inside Executive Compensation:

Concepts referenced:

Related episodes: